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IQ New business submission form
Client name
*
Adviser
*
Adviser
A
Petronella West
B
Nicholas Rolf
C
Melissa Thorogood
D
Richard Watson
E
Jack Ingamells
WM checklist
Complete
CS to action
Suitability report
ID
Client agreement
Application forms
If drawdown, has WM checked
Notion process
?
Platform
*
Platform
A
7IM
B
Transact
C
Other
Wrappers
Please note investment strategy in box below.
GIA
JISA
ISA
Bond
Pension
Earnings
Trust?
*
Trust?
A
Yes
B
No
Fees
*
Fees
Initial
Ongoing
Transfers and lump sums
Transfers and lump sums
In-specie
Cash
Regular contributions (C) / withdrawals (W)
GIA
*
GIA
A
Yes
B
No
ISA
*
ISA
A
Yes
B
No
SIPP
*
SIPP
A
Yes
B
No
Bond
*
Bond
A
Yes
B
No
Should their family group be linked?
*
Should their family group be linked?
A
Yes
B
No
Other notes
Submit
